Logo
Jersey | 30. 03. 2020

2020 Regulatory Visits Forum

Preparing for a visit from the Regulator is one of the most important and most stressful aspects of working in regulated business. This forum will explore best practice in how to prepare for a regulatory visit and how regulated financial services businesses can assist both themselves and their regulator. With speakers from industry and the legal sector, this forum is a must attend for anyone tasked with this crucial task.

2020-03-30 14:00:00 2020-03-30 17:00:00 Europe/London 2020 Regulatory Visits Forum Jersey International Business School BPP Events events@bpp.com
Schedulealt

Overview

Preparing for a visit from the Regulator is one of the most important and most stressful aspects of working in regulated business. This forum will explore best practice in how to prepare for a regulatory visit and how regulated financial services businesses can assist both themselves and their regulator. With speakers from industry and the legal sector, this forum is a must attend for anyone tasked with this crucial task.

Learning Outcomes

Having attended this forum, delegates will:

  • Better understand the essential preparation required for a regulatory visit
  • Have a greater degree of confidence in managing the visit itself
  • Understand and implement an effective post-visit strategy

Pricing & Additional Information

Pricing

  • Tickets cost £195

Discounts

We offer the following discounts for this forum:

  • 20% for JCOA members
  • 10% for ICA and BPP Loyalty Scheme members

Additional Information

  • Venue: Jersey International Business School
  • Registration and refreshments from 13:45
  • CPD certificates are awarded for attendance

Suitable for

This is suitable for those working in compliance and risk management.

2020-03-30 14:00:00 2020-03-30 17:00:00 Europe/London 2020 Regulatory Visits Forum Jersey International Business School JIBS Events bookings@jerseyibs.com
Locationalt

Event Schedule

Registration & Refreshments

13:45 - 14:00

Prevention is better than cure – how regulated firms can help themselves

14:00 - 14:30
Plus

Thematic visits – lessons from regulatory visits

Amanda Reilly, Head of Unit, Examinations at the Jersey Financial Services Commission

14:30 - 15:00
  • Lessons from thematic on-site examinations
  • Lessons from entity on-site examinations
  • Expectations of the JFSC in respect of on-site examinations

Break

15:00 - 15:30

Systems and controls: 10 things a board should be asking the Compliance Officer

Malin Nilsson, Managing Director at Duff & Phelps

15:30 - 16:00

Post-visit outcomes – managing post-visit actions and communications

16:00 - 16:30

Panel discussion: Jersey financial services regulation 20 years on

16:30 - 17:00
2020-03-30 14:00:00 2020-03-30 17:00:00 Europe/London 2020 Regulatory Visits Forum Jersey International Business School JIBS Events bookings@jerseyibs.com
Venuealt

Event Speakers

Chris Usher 400 X 400

Chris Usher

Managing Director (Jersey) of BPP CI

Chris has over 20 years’ experience in international financial services, working both in the UK and offshore, for major financial institutions such as Barclays Wealth and Santander.

Formerly an International Investment Manager he advised both individuals and corporate entities on complex investment scenarios. He now specialises in delivering training in investment management, taxation and regulatory matters in international finance centres around the world.

Chris is a specialist chairman of a number of high-profile events, including conferences such as the Annual Compliance & Economic Crime Symposium and the International Taxation Conference. As an expert in the financial crime risks posed to international offshore financial centres, Chris was invited to speak at the Association of Certified Anti-Money Laundering Specialists (ACAMS) conference on the topic of ‘Understanding the Criminal Vulnerabilities of Offshore Products and Services’.

400 X 400 Malin Nilsson

Malin Nilsson

Managing Director at Duff & Phelps

Malin Nilsson is a Managing Director in the Duff & Phelps Compliance and Regulatory Consulting team and is based in Jersey, delivering services to clients across the Channel Islands and internationally. She leads regulatory due diligence assignments for both buyers and vendors and regularly conducts enforcement and supervisory engagements, concentrating on governance, systems and controls and risk management. Heading a team of professionals who perform compliance consulting engagements involving regulatory investigations, compliance secondments, and development of policies and procedures, risk and governance frameworks, Malin has a wide range of experience across fiduciary, fund administration, investment management and banking institutions in the Crown Dependencies, Europe, Caribbean and Far East where the team is routinely deployed to assist multinational organisations.

400 X 400 Amanda Reilly

Amanda Reilly

Head of Unit, Examinations at the Jersey Financial Services Commission

Amanda Reilly is Head of Unit, Examinations at the Jersey Financial Services Commission (JFSC).

Amanda is responsible for leading both the Supervision Examination Unit and Financial Crime Examination Unit.

Amanda joined the JFSC in April 2017 as an Examiner, with responsibility for conducting on-site examinations at supervised and regulated businesses, and subsequently as Senior Manager in the Supervision Examination Unit.

Prior to joining the JFSC, Amanda worked in the finance industry in banking and investments. She also spent 15 months at a local law firm.

Amanda is investment qualified and completed diplomas with the International Compliance Association in Compliance and Anti-Money Laundering. She has also completed the STEP Certificate in International Trust Management and holds qualifications in coaching and mentoring, and leadership.

2020-03-30 14:00:002020-03-30 17:00:00Europe/London2020 Regulatory Visits ForumJersey International Business SchoolJIBS Eventsbookings@jerseyibs.com

Jersey International Business School

12/13 Caledonia Place, St Helier, Jersey JE2 3NG

2020-03-30 14:00:00 2020-03-30 17:00:00 Europe/London 2020 Regulatory Visits Forum Jersey International Business School JIBS Events bookings@jerseyibs.com

If you require accommodation to attend this event, we would advise staying at the Royal Yacht Hotel, which is located on the same road at Jersey International Business School and only a minute walk away.

Please contact the hotel reservations team direct at reception@theroyalyacht.com to obtain these discounted prices.

The Royal Yacht Jersey