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Hong Kong | 21. 05. 2019

2019 Hong Kong Financial Crime Prevention Symposium

The financial services industry in Hong Kong is inherently susceptible to being abused by criminals involved in financial crime. Following the recent visit by the Financial Action Task Force (FATF) it is more critical than ever that financial services businesses take steps to manage the risk of being involved in money laundering and other illicit financial flows. This one-day symposium will examine the key risks facing financial services businesses in Hong Kong and will enable financial crime professionals to strengthen the fight against financial crime.

2019-05-21 09:00:00 2019-05-21 17:00:00 Europe/London 2019 Hong Kong Financial Crime Prevention Symposium The Mira, Hong Kong BPP Events events@bpp.com
Schedulealt

Overview

The financial services industry in Hong Kong is inherently susceptible to being abused by criminals involved in financial crime. Following the recent visit by the Financial Action Task Force (FATF) it is more critical than ever that financial services businesses take steps to manage the risk of being involved in money laundering and other illicit financial flows. This one-day symposium will examine the key risks facing financial services businesses in Hong Kong and will enable financial crime professionals to strengthen the fight against financial crime.

The symposium will attract financial services professionals from around East Asia and aims to host over 200 delegates.

Pricing & discounts

Price: HKD 5,000

We offer the following discounts for this event:

  • 15% for members of ACCA, CISI, HKSFA, ICAEW & ICAS
  • 10% for members of: ICA, IoD, STEP and The Hong Kong General Chamber of Commerce (Discounts cannot be used in combination)

Who will attend?

  • Compliance professionals
  • Consultants
  • Corporate executives (including CEOs and CFOs)
  • Senior managers
  • Risk executives
  • Directors
  • MLROs

Learning outcomes

Having attending this event, delegates will:

  • Better appreciate the breadth of financial crime risk
  • Understand how financial crime can impact their business and their clients
  • Develop contextualised knowledge of the threat that financial crime poses to Hong Kong
  • Be able to develop more robust risk management solutions
  • Feel at the forefront of the cultural fight against money laundering
2019-05-21 09:00:00 2019-05-21 17:00:00 Europe/London 2019 Hong Kong Financial Crime Prevention Symposium The Mira, Hong Kong JIBS Events bookings@jerseyibs.com
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Event Schedule

Registration & Refreshments

08:30 - 09:00

Chairman's opening address

Dr Angus Young, Senior Lecturer at the Hong Kong Baptist University & Author of 'A Concise Guide to Corporate Compliance Management'

09:00 - 09:15
Plus

2019 Regulatory Update

William Wong, Consultant, Regulatory Investigations and Financial Crime Practice at Clifford Chance

09:15 - 09:45
  • Latest developments in FCC regulations
  • Use of technology in FCC
  • Enforcement priorities

Key considerations when preparing for a regulatory visit

Pamela Kiesselbach, Head of Global Corporate Crime & Investigations Practice at Herbert Smith Freehills

09:45 - 10:15

Panel discussion: Exploring international standards in financial crime prevention

10:15 - 10:45

Refreshment break

10:45 - 11:15

The role of the OECD in the fight against bribery and corruption

Patrick Moulette, Head of the Anti-Corruption Division in the OECD Directorate for Financial and Enterprise Affairs

11:15 - 12:00

Panel discussion: Why it is essential to win in the fight against corruption

12:00 - 12:45

Lunch break

12:45 - 13:45

Building a robust CFT framework

Alex Duperouzel, Managing Director of ComplianceAsia

13:45 - 14:15​

The importance of public-private partnerships in combating AML/CFT

Christopher Pater, Homeland Security Investigations (HSI) International Operations Attaché Hong Kong, Taiwan and Macau

14:15 - 14:45

Panel discussion: From the shadows to the dark net, how cryptocurrencies are used to evade sanctions and facilitate financial crime

14:45 - 15:15

Refreshment break

15:15 - 15:45

A review of modern AML typologies

Chad Olsen, Partner at Deloitte China

15:45 - 16:15

Why good Corporate Governance is essential for Financial Crime Compliance

Dr Angus Young, Senior Lecturer at the Hong Kong Baptist University & Author of 'A Concise Guide to Corporate Compliance Management'

16:15 - 16:45

Chairman's closing remarks

Dr Angus Young, Senior Lecturer at the Hong Kong Baptist University & Author of 'A Concise Guide to Corporate Compliance Management'

16:45 - 17:00
2019-05-21 09:00:00 2019-05-21 17:00:00 Europe/London 2019 Hong Kong Financial Crime Prevention Symposium The Mira, Hong Kong JIBS Events bookings@jerseyibs.com
Sponsorsalt

Keynote Speakers

400 X 400 Patrick Moulette

Patrick Moulette

Head of the Anti-Corruption Division in the OECD Directorate for Financial and Enterprise Affairs

Patrick Moulette is the Head of the Anti-Corruption Division in the OECD Directorate for Financial and Enterprise Affairs. In this role, Mr. Moulette designs and manages the work programme of the 44-country Working Group on Bribery in International Business Transactions, including the evaluation process to monitor the implementation of the OECD Anti-Bribery Convention and its associated Recommendations. Mr Moulette joined the OECD in 1991 as a member of the Secretariat for the Financial Action Task Force (FATF), which safeguards the global financial system against money laundering and terrorist financing. In November 1995, he was promoted to Executive Secretary of the FATF. Previously, he worked for the Department of the Treasury of the French Ministry of Finance. Mr Moulette is a graduate of the Paris Institute of Political Studies ("Sciences-Po") and has Master's degrees in Public Law and in Corporate Law.

400 X 400 Chris Pater

Christopher Pater

Homeland Security Investigations (HSI) International Operations Attaché Hong Kong, Taiwan and Macau

Christopher Pater has over 30 years of federal law enforcement experience. He is currently the Homeland Security Investigations (HSI) Attaché Hong Kong. HSI Hong Kong’s area of responsibility includes Hong Kong, Taiwan, and Macau. Prior to being selected as the Attaché Hong Kong, Attaché Pater was the HSI Associate Deputy Assistant Director (ADAD) for the Western Hemisphere. As an ADAD, Attaché Pater provided programmatic and operational oversight for 7 Regional Attaché offices. Before being promoted to ADAD, he was the HSI Operations Chief overseeing North America operations.

During his career, Attaché Pater was assigned to the Office of Professional Responsibility (OPR) for 15 years. While with OPR, he held the following positions: Deputy Division Director, Assistant Special Agent in Charge Chicago, and Section Chief/Examiner of the Computer Forensic Group. Before the establishment of DHS, Attaché Pater was employed by the U.S. Customs Service (USCS). During his tenure with the USCS, he held the following positions in El Paso, Texas: Senior Special Agent and Special Agent. Attaché Pater began his federal law enforcement career as an USCS Air Interdiction officer in Albuquerque, New Mexico.

Event Speakers

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Chad Olsen

Deloitte China – Financial Advisory

Chad is part of the leadership team at Deloitte's Financial Crime practice. His dedication to the subject matter spans more than 20 years, having worked both in professional services as well as in the banking sector, where he covered Private Banking, Global Markets, Corporate Banking and Retail.

During this period, he worked for several Banks, under regulatory work orders, in financial crime leadership roles ranging from Investigations and Financial Crime Intelligence, Transaction Monitoring & Sanctions Screening to KYC remediation programs. He also held regional leadership roles in Trade Surveillance as well as Fraud Risk Management.

Due to the nature of this work, he has had to build strong relationships and trust with board members, global heads of compliance as well as business line leaders. This also included managing local and home regulators as well as internal audit inspections.

Chad is an Australian Chartered Accountant as well as a Certified Fraud Examiner. He has worked and lived in Singapore, Australia, Beijing and Hong Kong.

Leonhard Weese 400 X 400

Leonhard Weese

President at the Bitcoin Association of Hong Kong

Leonhard specialises in Bitcoin, Information Security and Online Privacy. He currently serves as President of the Bitcoin Association in Hong Kong and as a contributor to Forbes. He holds a degree in Statistics from the University of Hong Kong and a degree in Economics from the Vienna University of Economics and Business.

400 X 400 Angus Taylor

Dr. Angus Young

Senior Lecturer at the Hong Kong Baptist University & Author of 'A Concise Guide to Corporate Compliance Management'

Dr. Angus Young is Senior Lecturer at the Department of Accountancy and Law, Research Fellow at the Centre for Corporate Governance and Financial Policy, and Associate Programme Director (formerly Director) of MSc in Applied Accounting & Finance, Hong Kong Baptist University. Concurrently, he is a Distinguished Research Fellow at the German-Sino Institute of Legal Studies, Nanjing University, Adjunct Fellow at the School of Law, Western Sydney University, Hong Kong Representative for the GRC Institute, and Publishing & Product Development Advisor, Wolters Kluwer Hong Kong Ltd.

His contributions to the field of compliance and the profession have been recognized with three awards by the GRC Institute including the Honorary Fellow Award, as a joint recipient for the Brian Sharpe Memorial Essay Award in 2014, and an Honorary Mention for Honorary Fellow Award in 2009. He has been interviewed by CNBC, GRC Professional Magazine and Risk Management Magazine about compliance and financial crimes.

Dr Young’s core research interests and targeted impact are in regulations, governance and compliance. He holds 6 degrees in law, economics and political science from universities in the UK, Australia and New Zealand. Angus is also Fellow of Higher Education Academy, Fellow of Chartered Management Institute, Fellow of CPA Australia, Fellow of FINSIA, Member of the Hong Kong Securities and Investment Institute, and Member of the GRC Institute with accreditations as a Certified Compliance Professional as well as a Certified Risk Professional. In addition, has completed a Certificate in Governance Practice with the Governance Institute of Australia.

400 X 400 Alex Duperouzel

Alex Duperouzel

Managing Director of ComplianceAsia

Alex Duperouzel is the Managing Director of ComplianceAsia. He supervises the training, AML, Mainland China and talent practices within the group.

He was previously the Head of the HK Licensing and Ongoing Support practice for SFC and HKMA regulated firms in Hong Kong.

Prior to ComplianceAsia, he was based in both Hong Kong and Singapore, and worked for various firms including Kroll Associates, investigating fraud and white collar commercial crime. Alex also worked for several international accounting firms in Perth, Australia, in their respective insolvency and business reconstruction practices.

Alex is a Chartered Accountant registered in Australia and holds a Bachelor of Commerce from the University of Western Australia with a Major in Accounting and Finance.

In September 2000, 2001, 2002 and 2018 Alex was a participant at the Jesus College Economic Crime Symposium. In 2003 Alex was a participant at the inaugural Kennedy School of Government program on corruption control and organizational integrity at Harvard.

400 X 400 William Wong

William Wong

Consultant, Regulatory Investigations and Financial Crime Practice at Clifford Chance

Ranked a "Next Generation Lawyer" for Dispute Resolution in Hong Kong since 2017, William specialises in contentious regulatory work and financial services litigation. He has more than 10 years of experience in representing both institutional clients and individual clients in investigations by regulatory authorities and law enforcement agencies in Hong Kong (e.g. HKMA, SFC, CCB and ICAC). He also regularly provides compliance advice on corporate governance and financial crime issues, and handles commercial and employment disputes, as well as anti-trust investigations, from time to time. Before joining Clifford Chance, William held in-house positions at Bank of America Merrill Lynch and Credit Suisse. He is qualified in Hong Kong and England & Wales, and is a Certified Anti-Money Laundering Specialist (CAMS).

2019-05-21 09:00:002019-05-21 17:00:00Europe/London2019 Hong Kong Financial Crime Prevention SymposiumThe Mira, Hong KongJIBS Eventsbookings@jerseyibs.com

The Mira, Hong Kong

118 Nathan Road, Tsim Sha Tsui, Hong Kong

2019-05-21 09:00:00 2019-05-21 17:00:00 Europe/London 2019 Hong Kong Financial Crime Prevention Symposium The Mira, Hong Kong JIBS Events bookings@jerseyibs.com

The Mira Hong Kong is a hotel in Tsim Sha Tsui, Hong Kong. It has 492 rooms and suites, six restaurants and bars, and a spa centre. It was renovated in 2009 and became smoke-free in 2011.

The hotel is owned by Miramar Hotel and Investment. It was designed by architect Edmond Wong, interiors were designed by "lifestyle guru" Colin Cowie.

Find out more and book your place here: https://www.themirahotel.com

The Mira